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The U.S. Securities and Exchange Commission ( SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. [ 2][ 3][ 4] The primary purpose of the SEC is to enforce the law against market manipulation. [ 5][ 6]: 2. In addition to the Securities Exchange Act of 1934, which ...
SEC filing. Securities and Exchange Commission (SEC) logo. The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
Under Secretary of Commerce for Industry and Security / Bureau of Industry and Security (BIS) Office of the Assistant Secretary for Export Administration. Operating Committee for Export Policy (OC) Office of Strategic Industries and Economic Security. Office of Nonproliferation and Treaty Compliance.
The secretary of the treasury serves as the principal advisor to the president of the United States on all matters pertaining to economic and fiscal policy. The secretary is, by custom, a member of the president's cabinet and, by law, a member of the National Security Council. [ 4], and high in the U.S. presidential line of succession .
The Securities and Exchange Commission in Washington, D.C., near Washington Union Station Symbol of the SEC Office of the Whistleblower. The U.S. Securities and Exchange Commission (SEC) whistleblower program went into effect on July 21, 2010, when the President signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act.
Website. www .sec .gov .ph. The Securities and Exchange Commission ( Filipino: Komisyon sa mga Panagot at Palitan, commonly known as SEC) is the agency of the Government of the Philippines charged with the registration and supervision of corporations and securities, as well as capital market institutions and participants, in the Philippines.
8-K. Report of unscheduled material events or corporate event. Aug 6, 2024. 0000950170-24-091729.pdf. 0000950170-24-091729.rtf. 0000950170-24-091729.xls. EX-101.SCH - XBRL TAXONOMY EXTENSION SCHEMA View HTML. 10-Q. Quarterly report which provides a continuing view of a company's financial position.
The United States House Committee on Financial Services, also referred to as the House Banking Committee and previously known as the Committee on Banking and Currency, is the committee of the United States House of Representatives that oversees the entire financial services industry, including the securities, insurance, banking and housing industries.